The SEC must take these 3 actions to protect investors from forced arb…

Cartoonist Ashleigh Brilliant’s quip, “I don’t have any solution, but I certainly admire the problem,” encapsulates the Securities and Exchange Commission’s report on mandatory arbitration clauses in RIA customer contracts.  Last year, Congress tasked the SEC with investigating the frequency of arbitration claims and types of predispute arbitration provisions in customer contracts used by registered […]

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A cop fatally struck a nurse. His actions after the crash shock the victim’s loved ones.

A silver Honda Accord zoomed past exit 150 on the Garden State Parkway in New Jersey just before 3 a.m. The driver was an off-duty Newark police officer, Louis Santiago. His cousin Albert Guzman was in the passenger seat. It was the night of Halloween 2021, and Santiago was drunk, according to Essex County prosecutors. […]

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